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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
08 Jul |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Deputy AML Officer
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
08 Jul |
| You will be responsible for the day-to-day management of the AML function. |
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Hedge Fund Negotiator Experience negotiating ISDAs and other legal documentation with bank counterparties
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Arista Resource Group
Salary: 80-110k
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New York, NY, 10018 |
08 Jul |
| Full service legal department providing support to the various bank businesses in the Americas region |
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Compliance Officer - Registered Investment Adviser
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Legend Global Search, Inc...
Salary: $75K
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New York, NY, 10036 |
08 Jul |
| Compliance Officer - Registered Investment Adviser and Broker-Dealer |
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Compliance Associate - Securities and Compliance Officer - Broker-Dealer
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Legend Global Search, Inc...
Salary: $120K and $75K
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New York, NY, 10036 |
08 Jul |
| Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Investment Advisor... |
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Market Surveillance Managing Director
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Legend Global Search, Inc...
Salary: $175K
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New York, NY, 10036 |
08 Jul |
| Market Surveillance - International Finance |
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Control Room Manager
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Legend Global Search, Inc...
Salary: To $200K + Bonus
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New York City, NY |
08 Jul |
| Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934 |
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Regulatory Compliance Counsel
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Not Disclosed
Salary: not disclosed
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New York, NY, 10170 |
08 Jul |
| CounselWorks is seeking SEC examiners preferably with experience in the private money management sector to work in its New Yo... |
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Regulatory Analyst
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BNP Paribas
Salary: not disclosed
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USA-NY-New York City |
07 Jul |
| See job description below |
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Fixed Income Rates Generalist
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Barclays Capital
Salary: Competitive
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USA-NY-New York City |
07 Jul |
Department Overview
The Compliance Department is responsible for the creation and implementation of appropriate reg... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
07 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
07 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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New York City, NY, 10001 |
06 Jul |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Manager Anti- Money Laundering Advisory
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E. D. Starr & Company
Salary: Competitive
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New York, NY |
03 Jul |
| Top Ranked Anti-Money Laundering Advisory Practice |
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Equities Compliance Officer
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Not Disclosed
Salary: Salary will be $110 to $1...
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New York, NY, 10016 |
02 Jul |
| Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance resp... |
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Chief Compliance Officer (CCO)
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Not Disclosed
Salary: Competitive base salary,...
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New York City, NY |
02 Jul |
| Our client, a respected foreign institutional broker dealer is seeking a CCO to run their internal compliance function. |
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Banking Opportunities
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Not Disclosed
Salary: $80K - $150K plus bonus
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New York, NY, 10176 |
02 Jul |
| Immediate openings at a top-tiered international bank and investment bank. Candidates with compliance, M&A corporate finance... |
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Senior Compliance Officer
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BBVA
Salary: Competitive
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New York City, NY |
02 Jul |
| This position is responsible for ensuring overall compliance with a variety of institutional broker-dealer regulatory require... |
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Director SOX Compliance, Reporting
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Huffman Associates LLC
Salary: 150-175k base, + year end...
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USA-NY-New York City |
02 Jul |
| The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the firm’s evaluat... |
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Associate General Counsel
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Not Disclosed
Salary: Base salary, bonus and be...
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New York City, NY |
01 Jul |
| Our client, a global, top tier investment investment bank is seeking a Associate General Counsel within their Antitrust Compl... |
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Director of Regulatory Affairs
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Not Disclosed
Salary: base plus bonus
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New York, NY, 10036 |
01 Jul |
| Institutional broker/dealer has a newly created postion for a Director of Regulatory Affairs; JD required |
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Director, Equity and Fixed Income Surveillance (R5217)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
01 Jul |
| Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location. |
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ISDA Negotiator- Take Control of Your Future
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The Boldon Group
Salary: Excellent
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Manhattan, NY, 10036 |
29 Jun |
| Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a... |
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Corporate Attorney
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Not Disclosed
Salary: competitive
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New York City, NY |
27 Jun |
| Growing global boutique institutional trading and investment banking firm headquartered in mid-town seeks a corporate attorne... |
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Records Manager - Asset Management
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Not Disclosed
Salary: 150,000 - 350,000
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Manhattan, NY, 10174 |
27 Jun |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
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New York, NY, 10174 |
27 Jun |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Hedg Fund Compliance Officer
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Not Disclosed
Salary: 90,000 - 150,000
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New York, NY, 10174 |
27 Jun |
| 10 Billion Dollar plus hedge fund is looking to bring on a junior level compliance officer. This role will work along side th... |
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Private Equity Compliance Officer
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Michael Page
Salary: 250,0000 - 350,000
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Manhattan, NY, 10174 |
27 Jun |
| Leading New York City Hedge Fund is looking for a specialist in the area of private equity compliance. The ideal candidate wi... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
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New York, NY, 10174 |
27 Jun |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Mortgage Executive CCO/JD
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Michael Page
Salary: 500,000 - 1,500,000
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Manhattan, NY, 10174 |
27 Jun |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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